Unclaimed
Robert Bradley Alderfer is a financial professional with over 30 years of experience in the industry. Robert is registered with Northwestern Mutual Investment Services, LLC, where he has been employed since July 1995. Robert also has previous experience with several other firms including ROBERT W. BAIRD & CO. INCORPORATED, ING AMERICA EQUITIES, INC., GUARDIAN INVESTOR SERVICES CORPORATION, NEW ENGLAND SECURITIES, SHEARSON LEHMAN HUTTON INC., E. F. HUTTON & COMPANY INC, IDS MARKETING CORPORATION, and IDS/AMERICAN EXPRESS INC. Robert has a diverse background and has held various positions in his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NH
07/31/1995 - Present
Northwestern Mutual Investment Services, LLC (Manchester NH)
WI
07/28/1995 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
PA
03/10/1995 - 03/21/1995
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
NY
09/09/1992 - 12/09/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/11/1989 - 10/07/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
04/11/1988 - 10/25/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/14/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
08/09/1982 - 03/05/1984
IDS MARKETING CORPORATION
NA
08/09/1982 - 03/05/1984
IDS/AMERICAN EXPRESS INC.
BOTH
Issued 04/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1984
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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