Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Braden is a financial advisor registered with Wells Fargo Clearing Services, LLC. Robert has been in the industry since 2004, working with a variety of clients including individuals, corporations, and charitable organizations. Robert has worked with LPL Financial LLC and Wells Fargo Advisors, LLC prior to his current position at Wells Fargo Clearing Services, LLC. Robert holds the Series 7, Series 9, Series 10, and Series 66 securities licenses as well as the SIE exam. In addition to his financial advisory services, Robert also owns rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
01/30/2018 - Present
Wells Fargo Clearing Services, LLC (GLEN ALLEN VA)
SC
06/29/2010 - 02/06/2018
LPL FINANCIAL LLC (FORT MILL SC)
MO
04/20/2005 - 06/07/2010
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MN
08/04/2004 - 02/01/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/04/2004 - 02/01/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Braden is the right advisor for you? Invested Better is here to help.
