Unclaimed
Robert Braddock Simpson has been in the financial industry since February 29, 2016. Robert is a registered representative of Wells Fargo Securities, LLC. Robert has a Series 63, Series 79 and SIE license. Robert is registered in 53 states and the District of Columbia. Robert's primary office is located at 125 HIGH STREET, BOSTON, MA 02110.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/29/2016 - Present
Wells Fargo Securities, LLC (BOSTON MA)
BC
Issued 10/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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