linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Boyd Spencer

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Boyd Spencer

Robert Spencer is a financial advisor with Northwestern Mutual Investment Services, LLC and has been in the industry since September 3, 1999. Robert is registered to offer securities and investment advisory services in 22 states including Georgia, California, Florida, Texas and New York. Robert Spencer is also registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). In addition to the registration listed above, Robert Spencer has held other registrations with Wachovia Securities, Inc. and H&R Block Financial Advisors, Inc. in the past.

Firm Information

Robert Spencer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Spencer’s Registration & Firm History

GA

07/14/2008 - Present

Northwestern Mutual Investment Services, LLC (ATLANTA GA)

MO

06/01/2001 - 06/27/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

MI

08/18/1999 - 06/13/2001

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

Not sure if Robert Boyd Spencer is right for you?

Licenses & Designations

IA

Issued 07/12/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/17/1999

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Boyd Spencer.
Not sure if Robert Boyd Spencer is right for you?