Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Boyce Lum is a financial advisor with Ameriprise Financial Services, LLC. Robert has been in the financial services industry since 1995. Robert has been registered with Ameriprise since January 2015, previously working with M.J. Whitman LLC, M. J. Whitman, Inc., and BDS Securities LLC. Robert is licensed to provide financial advice in Arizona, California, Connecticut, District of Columbia, Florida, Illinois, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, and Washington. Robert holds the Series 63, 65, 66, 7, and SIE licenses. Robert serves a variety of clients, including individuals, businesses, trusts/estates, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (NEW YORK NY)
NY
09/20/2002 - 01/26/2015
M.J. WHITMAN LLC (NEW YORK NY)
NY
08/06/1997 - 09/20/2002
M. J. WHITMAN, INC. (NEW YORK NY)
NY
04/24/1995 - 08/29/1997
BDS SECURITIES LLC (NEW YORK NY)
BOTH
Issued 01/05/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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