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Robert Bond

Liquidnet, Inc.

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About Robert Bond

Robert Bond is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Liquidnet, Inc. and TP Icap Global Markets Americas LLC. Previously, Robert has worked with ICAP Securities USA LLC, Tullett Prebon Financial Services LLC, SG Americas Securities, LLC, and Newedge USA, LLC. Robert holds the Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and SIE licenses. Robert is licensed in 11 states including California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Jersey, New York, North Carolina, and Pennsylvania.

Firm Information

Robert Bond is currently registered with Liquidnet, Inc.. Liquidnet, Inc. is a Corporation formed on January 12, 2000. The firm is registered in 16 states and is approved by the SEC. The firm has 9 Regulatory Event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Bond’s Registration & Firm History

NY

08/05/2021 - Present

Liquidnet, Inc. (NEW YORK NY)

NY

07/29/2020 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

12/22/2016 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

01/02/2015 - 07/13/2016

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

05/09/2001 - 01/02/2015

NEWEDGE USA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2001

Series 4 - Registered Options Principal Examination

BC

Issued 06/27/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Bond.
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