Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bollman is a financial advisor with Cowen AND Co., a registered broker-dealer. Robert has been in the securities industry since October 22, 2007. Robert holds Series 7 and 66 licenses. Robert's previous experience includes roles at COWEN SECURITIES LLC, Northwestern Mutual Investment Services, LLC, and Ameriprise Financial Services, INC. Robert is registered with the states of Connecticut, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2013 - Present
Cowen AND Co. (NEW YORK NY)
NY
06/08/2012 - 03/25/2013
COWEN SECURITIES LLC (NEW YORK NY)
CT
02/17/2006 - 07/01/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WESTPORT CT)
MN
10/28/2005 - 01/30/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 11/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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