Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Benton Penn is a financial advisor with Equitable Advisors, LLC. Robert has been in the financial services industry since January 21, 2015. Robert is a licensed financial advisor and a registered representative with FINRA. Robert is licensed in Alabama, Connecticut, Florida, Georgia, Mississippi, Nevada, Ohio, South Carolina, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/18/2024 - Present
Equitable Advisors, LLC (ROANOKE VA)
AL
01/20/2023 - 06/17/2024
HORNOR, TOWNSEND & KENT, LLC (HUNTSVILLE AL)
AL
09/11/2019 - 01/13/2023
MML INVESTORS SERVICES, LLC (HUNTSVILLE AL)
VA
01/05/2015 - 08/30/2019
ALLSTATE FINANCIAL SERVICES, LLC (Charlottesville VA)
BOTH
Issued 07/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/04/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/11/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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