Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bennett is a financial advisor with over 30 years of experience in the industry. Robert is currently registered as a broker with Charles Schwab & Co., Inc., and is also registered as an Investment Advisor Representative in Texas and Maryland. Prior to Charles Schwab, Robert worked for several firms including Janus Distributors LLC, A I M Distributors, Inc., John Hancock Funds, Inc., Pruco Securities Corporation, Eверен Securities, Inc., Prudential Securities Incorporated, USF&G Investment Services, Inc., Calvert Securities Corporation, NEL Equity Services Corporation, Monarch Securities, Inc., and The Lincoln National Life Insurance Company. Robert has passed several securities exams including the Series 63, 66, 65, 10, 9, 26, SIE, 7, and 1. Robert specializes in providing financial planning and investment management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MD
01/02/2019 - Present
Charles Schwab & CO., Inc. (Easton MD)
CO
02/13/2006 - 06/12/2012
JANUS DISTRIBUTORS LLC (DENVER CO)
TX
12/02/1998 - 11/04/2005
A I M DISTRIBUTORS, INC. (HOUSTON TX)
MA
11/05/1996 - 11/13/1998
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
NJ
06/06/1994 - 06/21/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MO
10/07/1992 - 03/19/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
06/21/1991 - 07/16/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/07/1987 - 01/25/1991
USF&G INVESTMENT SERVICES, INC.
NA
05/21/1985 - 05/30/1986
CALVERT SECURITIES CORPORATION
NA
12/14/1982 - 05/17/1985
NEL EQUITY SERVICES CORPORATION
NA
04/02/1980 - 12/08/1982
MONARCH SECURITIES, INC.
NA
12/21/1977 - 02/02/1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
IA
Issued 06/13/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/18/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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