Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hyman is a financial advisor with over 20 years of experience in the financial services industry. Robert is currently registered with Alps Distributors, Inc. Robert previously worked with Jefferies LLC, First New York Securities L.L.C., and OTA Limited Partnership. Robert holds FINRA Series 3, 7, 55 and SIE licenses, and is registered with the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/31/2014 - Present
Alps Distributors, Inc. (Stamford CT)
CT
07/07/2010 - 09/13/2013
JEFFERIES LLC (STAMFORD CT)
NY
05/08/2007 - 02/06/2009
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
08/08/1996 - 04/27/2001
OTA LIMITED PARTNERSHIP (PURCHASE NY)
BC
Issued 09/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/07/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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