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Robert Bartlett Roach

ST. Bernard Financial Services, Inc.

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About Robert Bartlett Roach

Robert Bartlett Roach is a financial advisor with over 35 years of experience in the financial services industry. Robert is currently registered with St. Bernard Financial Services, Inc. in Russellville, Arkansas and has held previous positions with R.M. Duncan Securities, Inc., Raymond James Financial Services, Inc., Morgan Keegan & Company, Inc., and Dean Witter Reynolds Inc. Robert has a strong background in financial planning, portfolio management, and investment advisory services. He is dedicated to helping clients achieve their financial goals.

Firm Information

Robert Roach is currently registered with ST. Bernard Financial Services, Inc.. ST. Bernard Financial Services, Inc. is a Corporation that was formed on March 24, 1994, and is headquartered in RUSSELLVILLE, AR. The firm provides investment advisory services to individuals and businesses. They specialize in portfolio management and offer educational seminars. They are registered with the SEC and in 46 states. ST. Bernard Financial Services, Inc. manages approximately $130,472,570 in regulatory assets for 841 clients.
ST. Bernard Financial Services, Inc.

1609 WEST MAIN ST

RUSSELLVILLE, AR 72801

$130.47M

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Roach’s Registration & Firm History

AR

07/17/2023 - Present

ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)

AR

08/06/2018 - 08/16/2023

R.M. DUNCAN SECURITIES, INC. (LITTLE ROCK AR)

AR

03/26/2007 - 05/15/2018

RAYMOND JAMES FINANCIAL SERVICES, INC. (LITTLE ROCK AR)

AR

03/23/2001 - 03/14/2007

MORGAN KEEGAN & COMPANY, INC. (LITTLE ROCK AR)

NY

03/25/1987 - 03/26/2001

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 04/16/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for Robert Bartlett Roach. Review regulatory record here.
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