Unclaimed
Robert Barry Allen is a financial advisor currently registered with Cetera Advisor Networks LLC. Robert has been in the industry since 1984 and has a broad range of experience. Robert's licenses include Series 6, Series 22, and the SIE. Robert is registered to provide investment advice in Florida, North Carolina, South Carolina, and Virginia. Robert's previous affiliations include The O.N. Equity Sales Company and FORTH FINANCIAL SECURITIES, CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/02/1996 - Present
Cetera Advisor Networks LLC (GREENSBORO NC)
OH
10/12/1994 - 01/02/1996
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
VA
07/17/1984 - 09/13/1994
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
BC
Issued 07/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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