Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Baron is a financial advisor with over 20 years of experience in the financial services industry. Robert is currently registered with Citigroup Global Markets Inc. and previously worked at J.P. MORGAN SECURITIES LLC and TCW FUNDS DISTRIBUTORS. Robert holds the Series 7, Series 31, Series 63 and SIE licenses. Robert is also a Chartered Financial Analyst. Robert provides a wide range of financial services, including portfolio management, financial planning and asset allocation advice. Robert primarily works with high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/07/2018 - Present
Citigroup Global Markets Inc. (BEVERLY HILLS CA)
CA
05/15/2009 - 07/27/2018
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
NY
04/25/2007 - 12/22/2008
TCW FUNDS DISTRIBUTORS (NEW YORK NY)
NY
12/18/1998 - 04/14/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/23/1998 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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