Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Barley is a financial advisor with over 35 years of experience in the industry. Robert is currently registered with J. W. Cole Advisors, Inc. Robert has previously been registered with several firms including LPL Financial LLC, H&R Block Financial Advisors, Inc., Morgan Stanley DW Inc., The Equitable Life Assurance Society of the United States, Equico Securities, Inc., Travelers Equities Sales, Inc., Copeland Equities, Inc., John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company. Robert has a broad range of experience and holds several licenses and certifications, including Series 6, 7, 31, and 63. Robert also holds the SIE designation and is a registered Investment Advisor in New York. In addition to his work as a financial advisor, Robert is also a member of the Town of Henrietta Town Council.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/01/2021 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
NY
12/11/2007 - 05/05/2017
LPL FINANCIAL LLC (ROCHESTER NY)
NY
08/26/2005 - 12/13/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (ROCHESTER NY)
NY
09/03/1996 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/05/1994 - 01/23/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
08/04/1994 - 01/23/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
CA
07/12/1993 - 07/08/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NJ
09/21/1992 - 05/18/1993
COPELAND EQUITIES, INC. (SOMERSET NJ)
MA
05/08/1985 - 10/09/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/08/1985 - 10/09/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/04/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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