Unclaimed
Robert Balaban is a registered representative with Capstone Partners. Robert is licensed in Colorado and holds the Series 79 and SIE licenses. Robert has been in the financial services industry since October 31, 2011, and joined Capstone Partners on May 9, 2018. Prior to Capstone Partners, Robert worked at HEADWATERS BD, LLC in Denver, CO from November 1, 2011 to November 4, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/09/2018 - Present
Capstone Partners (Denver CO)
CO
11/01/2011 - 11/04/2018
HEADWATERS BD, LLC (DENVER CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Balaban is the right advisor for you? Invested Better is here to help.