Unclaimed
Robert Moskow is a securities professional with over 20 years of experience in the industry. Robert is currently registered with TD Securities (usa) LLC as a registered representative. Prior to joining TD Securities (usa) LLC, Robert was a registered representative with Cowen and Company and Credit Suisse Securities (USA) LLC. Robert has passed the Series 7, Series 63, Series 86, and Series 87 exams. Robert is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
06/26/2023 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
07/02/2002 - 07/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/18/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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