Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Backof is a financial professional with over 30 years of experience in the industry. Robert is currently registered with Fidelity Brokerage Services LLC and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Scarsdale Equities LLC, LeeB Brokerage Services, Inc., Kabrik Trading LLC, Banc of America Securities LLC and Morgan Stanley & Co., Incorporated. Robert holds a variety of licenses and certifications, including Series 7, 63, 66, 24, and 55, which allows Robert to offer a wide range of financial products and services to clients. Robert is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
06/28/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NJ
12/02/2019 - 04/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
05/01/2007 - 10/07/2019
SCARSDALE EQUITIES LLC (NEW YORK NY)
NY
01/23/2007 - 05/18/2007
LEEB BROKERAGE SERVICES, INC. (NEW YORK NY)
NY
07/05/2005 - 03/20/2006
KABRIK TRADING LLC (NEW YORK NY)
NY
08/04/1998 - 06/14/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/15/1995 - 08/07/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
07/19/1988 - 01/10/1995
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
BOTH
Issued 02/07/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/1989
Series 5 - Interest Rate Options Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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