Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert B. Wright is an active financial advisor with over 40 years of experience in the financial services industry. Robert is registered with UBS Financial Services Inc. and has been with the firm since March 2012. Robert has previously held positions at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., DEAN WITTER REYNOLDS INC., PRUDENTIAL-BACHE SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, FITTIN, CUNNINGHAM & LAUZON, INC., and A. L. WILLIAMSON & COMPANY. Robert holds a Series 7, 9, 10, 63, and 65 license and the SIE exam. Robert specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, trusts, estates, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (ALBANY NY)
NY
06/01/2009 - 04/03/2012
MORGAN STANLEY SMITH BARNEY (ALBANY NY)
NY
03/21/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALBANY NY)
NY
02/14/1991 - 02/07/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/16/1984 - 02/12/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
06/30/1980 - 05/29/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/11/1979 - 07/27/1980
FITTIN, CUNNINGHAM & LAUZON, INC.
NA
11/26/1979 - 01/03/1980
A. L. WILLIAMSON & COMPANY
IA
Issued 11/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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