Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert B Shapiro is an investment advisor representative with Raymond James Financial Services Advisors, Inc. in Warren, NJ. Robert has been in the financial services industry since 1997. Robert is registered to provide investment advice in Arizona, California, Colorado, Florida, Georgia, Idaho, Maryland, Massachusetts, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, South Carolina, Texas, and Virginia. Robert's current firm is Raymond James Financial Services Advisors, Inc., and has been previously affiliated with ROYAL ALLIANCE ASSOCIATES, INC. Robert holds the Series 63, Series 65, Series 7, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
01/24/2019 - Present
Raymond James Financial Services Advisors, Inc. (WARREN NJ)
NJ
07/08/1997 - 10/01/2007
ROYAL ALLIANCE ASSOCIATES, INC. (WARREN NJ)
IA
Issued 01/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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