Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert B Higgins is a financial advisor registered with Principal Securities, Inc. Robert B Higgins is a registered representative with the firm since March 2016. Prior to joining Principal Securities, Inc., Robert B Higgins worked at Princor Financial Services Corp. and Principal Life Ins Co.. Robert B Higgins has been in the securities industry since November 2004. Robert B Higgins is licensed to provide financial advice in 27 states, including North Carolina and Texas. Robert B Higgins has also passed the following exams: Series 6, Series 7, Series 26, Series 63, and Series 66. Robert B Higgins also holds the Series SIE designation. Robert B Higgins is also a licensed insurance agent and has been selling group benefits and fixed insurance since March 2010. Robert B Higgins has a background in website development and property management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
02/09/2024 - Present
Principal Securities, Inc. (CORNELIUS NC)
NC
04/12/2005 - 11/30/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (HUNTERSVILLE NC)
GA
11/15/2004 - 04/11/2005
CONSUMER CONCEPTS INVESTMENTS, INC. (AUSTELL GA)
BOTH
Issued 09/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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