Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Guarneri is a financial professional with over 20 years of experience in the industry. Robert currently works as a broker at Tradition Securities AND Derivatives LLC in New York, New York. Robert has held previous positions with firms such as CITIGROUP GLOBAL MARKETS INC., TRADITION ASIEL SECURITIES INC., ASIEL & CO. LLC, and CHAPDELAINE CORPORATE SECURITIES & CO. Robert is licensed to sell securities in Illinois, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/23/2001 - 03/06/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/03/2000 - 10/26/2000
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
01/07/2000 - 07/03/2000
ASIEL & CO. LLC (NEW YORK NY)
NY
11/22/1999 - 01/03/2000
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
BC
Issued 10/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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