Unclaimed
Robert Ayala is a financial professional with over 18 years of experience in the financial services industry. Robert is currently registered with PFS Investments Inc. in Elmsford, New York. Robert has held previous positions with several other firms including A.B. Watley, Inc., Fleet Enterprises, Inc., and NYLIFE Securities Inc. Robert holds Series 6, 7, 24, 26 and 63 licenses and is also a Series SIE exam holder. Robert provides portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/18/2018 - Present
PFS Investments Inc. (ELMSFORD NY)
NY
08/24/2005 - 11/21/2007
PFS INVESTMENTS INC. (WHITE PLAINS NY)
GA
10/09/2001 - 08/21/2003
PFS INVESTMENTS INC. (DULUTH GA)
NY
03/02/2000 - 02/05/2001
A.B. WATLEY, INC. (NEW YORK NY)
NY
09/21/1999 - 06/15/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
04/01/1999 - 08/19/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
04/24/1998 - 03/01/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/24/1998 - 03/01/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
GA
08/27/1997 - 03/13/1998
WMA SECURITIES, INC. (DULUTH GA)
GA
10/04/1996 - 11/18/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
BC
Issued 02/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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