Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Avander Frazier is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Robert Frazier has been in the industry since 1995, and holds a variety of licenses and certifications including Series 3, 7, 9, 10, 31, 63, and 65. Robert Frazier has worked with Prudential Securities Incorporated, H.J. Meyers & Co., Inc., and Wells Fargo Advisors LLC in the past, and currently works at Wells Fargo Clearing Services, LLC. Robert Frazier is registered with the Securities and Exchange Commission and several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (AUSTIN TX)
NY
01/01/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/21/1995 - 12/17/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IA
Issued 01/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/04/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Frazier is the right advisor for you? Invested Better is here to help.
