Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Austin Holt is a financial advisor with Wells Fargo Clearing Services, LLC. Robert has been in the financial services industry since April 2008. Robert has Series 66, Series 7 and SIE licenses. Robert holds a Chartered Financial Analyst designation. Robert has been registered with Wells Fargo Clearing Services, LLC since March 2016. Robert has experience with Credit Suisse Securities (USA) LLC and Morgan Stanley Smith Barney. Robert is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/07/2016 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
09/19/2012 - 03/29/2016
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
06/01/2009 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (SAN FRANCISCO CA)
CA
04/23/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA ROSA CA)
BOTH
Issued 09/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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