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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sutton is a financial advisor with Ameriprise Financial Services, LLC. Robert has over 40 years of experience in the financial services industry and is registered with the state of New York to provide investment advice. Robert specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. He is also a Series 7, Series 10, Series 63, and Series 65 licensed professional. Ameriprise Financial Services, LLC is a full-service financial services firm that offers a wide range of investment products and services. The firm has offices in Garden City, Water Mill, and Stewart Manor, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
02/18/2010 - 06/15/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MITCHEL FIELD NY)
NY
08/22/2008 - 12/03/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MITCHEL FIELD NY)
NY
05/29/2007 - 11/29/2007
CITIGROUP GLOBAL MARKETS INC. (BRONX NY)
NY
03/05/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (BRONX NY)
NY
10/03/1995 - 02/25/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/31/1993 - 05/23/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/20/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/12/1983 - 09/14/1988
PAINEWEBBER INCORPORATED
NA
02/12/1981 - 04/25/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/23/1980 - 02/23/1981
ROSS, STEBBINS INC.
IA
Issued 02/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/24/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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