Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Smith is a financial advisor registered with Pruco Securities, LLC. Robert Smith is a financial advisor and has been in the industry since 2000. Robert Smith has passed the Series 63, Series 65, Series 6 and SIE exams. Robert Smith is registered with the following states: Arizona, Connecticut, Delaware, Florida, Illinois, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Texas. Robert Smith specializes in working with high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth individuals. Pruco Securities, LLC, is a financial services firm headquartered in Newark, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
01/03/2024 - Present
Pruco Securities, LLC (PARAMUS NJ)
IA
Issued 03/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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