Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sharpstein is a financial advisor at Northwestern Mutual Investment Services, LLC. Robert has been working in the financial industry since 1994. Robert is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor (RIA) in Florida. Robert holds the Series 63, Series 65, Series 7 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
09/25/2003 - Present
Northwestern Mutual Investment Services, LLC (ORLANDO FL)
WI
03/24/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
CA
05/01/1998 - 01/12/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
02/25/1997 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
FL
03/04/1994 - 02/12/1997
INTERNATIONAL ASSETS ADVISORY CORPORATION (ORLANDO FL)
BC
Issued 12/08/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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