Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dunn is a financial advisor at Raymond James & Associates, Inc. located in Coral Gables, FL. Robert has been working in the financial industry since April 1999. Robert has a wide range of experience and holds multiple licenses including Series 7, 3, 31, 63 and 65. Robert has worked for several firms including Prudential Securities Incorporated and Wells Fargo Clearing Services, LLC. Robert works with a variety of clients including individuals, businesses, corporations, pension plans, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/19/2021 - Present
Raymond James & Associates, Inc. (Coral Gables FL)
FL
07/01/2003 - 11/04/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
NY
04/15/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/30/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Dunn is the right advisor for you? Invested Better is here to help.
