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Robert Arthur Caccavo

Scotia Capital (usa) Inc.

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About Robert Arthur Caccavo

Robert Arthur Caccavo is a financial advisor currently employed by Scotia Capital (usa) Inc. Robert has over 20 years of experience in the financial services industry. Robert has been registered with the Securities and Exchange Commission since 2004. Robert has a Series 7 license and a Series 63 license. Robert is currently registered with Scotia Capital (usa) Inc. and previously held registrations with CIBC World Markets Corp., Deutsche Bank Securities Inc., UBS Warburg LLC, and NationsBanc Montgomery Securities LLC. Robert is registered in all 50 states.

Firm Information

Robert Caccavo is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Caccavo’s Registration & Firm History

NY

03/03/2004 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

07/15/2002 - 03/03/2004

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

04/02/2001 - 07/10/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

03/22/2000 - 03/28/2001

UBS WARBURG LLC (NEW YORK NY)

NY

06/17/1999 - 03/23/2000

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

01/08/1998 - 05/12/1999

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Arthur Caccavo.
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