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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Connolly is a registered investment advisor in Massachusetts and Connecticut. Robert Connolly is an active representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert Connolly has been working in the securities industry since 1998. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Robert Connolly worked at BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., and WESTON SECURITIES CORPORATION. Robert Connolly has passed the Series 6, 7, 22, 63, and 66 exams. Robert Connolly has previously held the position of Town Office-Elected Position (3 Years) Town of Braintree Trust Fund Commissioner. Robert Connolly specializes in providing investment advice to individuals, corporations, trusts, pensions, and other entities. Robert Connolly is a registered investment advisor who has been serving clients for over 20 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/03/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NA
10/29/1987 - 03/27/1991
WESTON SECURITIES CORPORATION
BOTH
Issued 07/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/28/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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