Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ruffolo is a financial advisor with over 40 years of experience in the industry. Robert is currently registered with LPL Financial LLC in Trafford, PA and has previously worked with a number of other firms, including Lincoln Financial Securities Corporation, Trustmont Financial Group, Inc., and Waterstone Financial Group, Inc. Robert holds a Series 6, 22, and 63 licenses and the SIE exam. Robert is a highly experienced financial advisor with a strong track record of success. Robert's specializations include Retirement Planning, College Savings, Estate Planning, Insurance, and Business Planning. Robert is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
05/16/2024 - Present
LPL Financial LLC (TRAFFORD PA)
PA
11/01/2016 - 05/17/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (TRAFFORD PA)
PA
08/20/2009 - 10/19/2016
TRUSTMONT FINANCIAL GROUP, INC. (TRAFFORD PA)
PA
05/17/2005 - 08/13/2009
WATERSTONE FINANCIAL GROUP, INC. (TRAFFORD PA)
TX
01/03/2005 - 05/18/2005
THE (WILSON) WILLIAMS FINANCIAL GROUP (DALLAS TX)
TX
08/18/2004 - 12/31/2004
PRO-INTEGRITY SECURITIES, INC. (LONGVIEW TX)
PA
01/05/1996 - 08/10/2004
HACKETT ASSOCIATES, INC. (WYOMISSING PA)
CT
06/07/1993 - 12/13/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
12/12/1990 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NY
11/21/1989 - 10/31/1990
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
AZ
05/02/1989 - 12/07/1989
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
10/12/1983 - 06/03/1989
NEW ENGLAND SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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