Unclaimed
Robert Armand Ragosta is a financial advisor with over 17 years of experience in the financial services industry. Robert is currently registered with National Financial Services LLC. Previously, Robert was registered with Fidelity Brokerage Services LLC and Putnam Mutual Funds Corp. Robert has passed the Series 7, Series 63, Series 99TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/18/2007 - Present
National Financial Services LLC (WESTLAKE TX)
RI
03/23/2006 - 12/11/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
02/07/1997 - 07/09/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
FL
06/06/1996 - 11/27/1996
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
BC
Issued 05/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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