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Robert Ared Garan

PHX Financial, Inc.

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About Robert Ared Garan

Robert Garan is a financial professional with over six years of experience in the industry. Robert is currently registered with PHX Financial, Inc., a firm located in Fort Lauderdale, Florida. Previously, Robert was registered with JOSEPH GUNNAR & CO. LLC in Saddle Brook, New Jersey. Robert has a broad range of licenses and registrations, including Series 4, Series 7, Series 24, and Series 66.

Firm Information

Robert Garan is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Garan’s Registration & Firm History

FL

11/14/2018 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

NJ

01/18/2018 - 11/08/2018

JOSEPH GUNNAR & CO. LLC (Saddle Brook NJ)

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Licenses & Designations

BOTH

Issued 03/05/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/14/2022

Series 4 - Registered Options Principal Examination

BC

Issued 12/14/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Ared Garan.
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