Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Faust is a financial advisor with over 14 years of experience in the industry. Robert is currently registered with Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, Illinois. Previously, Robert worked with Raymond James Financial Services, Inc., Investment Centers of America, Inc., MSI Financial Services, Inc., and ING Financial Partners, Inc. Robert is a licensed representative in the state of California and holds the Series 66, Series 7, and SIE licenses. Robert specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services. Robert's clients include individuals, businesses, corporations, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans.
LODI, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/01/2021 - Present
Cetera Investment Advisers LLC (LODI CA)
CA
11/01/2017 - 01/26/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (LODI CA)
CA
01/23/2017 - 11/02/2017
INVESTMENT CENTERS OF AMERICA, INC. (STOCKTON CA)
CA
01/16/2014 - 01/19/2017
MSI FINANCIAL SERVICES, INC. (SACRAMENTO CA)
CA
11/13/2012 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (LODI CA)
CA
04/06/2011 - 11/12/2012
ING FINANCIAL PARTNERS, INC. (LODI CA)
CA
02/22/2010 - 12/02/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MANTECA CA)
CA
11/26/2008 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (MANTECA CA)
CA
12/13/2007 - 10/27/2008
SIGNATOR INVESTORS, INC. (SACRAMENTO CA)
CA
09/06/2006 - 11/30/2007
WADDELL & REED, INC. (STOCKTON CA)
BOTH
Issued 9/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/5/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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