Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Tartaglia is a financial professional with over 35 years of experience in the industry. Robert is currently registered with Truist Securities, Inc. and holds Series 3, 7, and 63 licenses. Robert has a background in various financial firms including BB&T Securities, LLC, Guggenheim Securities, LLC, Prager, Sealy & Co., LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and A.G. Becker Paribas Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/03/2020 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
01/21/2016 - 08/03/2020
BB&T SECURITIES, LLC (NEW YORK NY)
NY
03/16/2010 - 11/18/2015
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
10/07/1991 - 03/11/2010
PRAGER, SEALY & CO., LLC (NEW YORK NY)
NJ
10/01/1987 - 05/08/1991
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
05/26/1983 - 09/28/1984
A.G. BECKER PARIBAS INCORPORATED
BC
Issued 09/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1985
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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