Unclaimed
Robert Anthony Soza is a registered investment advisor with Farmers Financial Solutions, LLC in California. Robert has been in the industry since April 16, 2001 and holds the Series 6, Series 63, and SIE licenses. Robert is currently registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/16/2001 - Present
Farmers Financial Solutions, LLC (ALISO VIEJO CA)
BC
Issued 04/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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