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Robert Anthony Rosso

Advisors Asset Management, Inc.

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About Robert Anthony Rosso

Robert Anthony Rosso is a financial advisor based in Melville, NY. Robert has been in the financial industry since 1992. Robert is currently registered with Advisors Asset Management, Inc. Previously, Robert was registered with Goldman Sachs & Co. LLC, Transamerica Capital, Inc., Cohen & Steers Securities, LLC, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., UST Financial Services Corp., Cowen & Co., and Paine Webber Incorporated. Robert is a Series 7 and Series 63 licensed advisor.

Firm Information

Robert Rosso is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Rosso’s Registration & Firm History

NY

10/23/2023 - Present

Advisors Asset Management, Inc. (MELVILLE NY)

NY

01/10/2011 - 01/05/2023

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

CO

01/11/2010 - 01/06/2011

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NY

03/04/2008 - 09/04/2009

COHEN & STEERS SECURITIES, LLC (NEW YORK NY)

PA

12/31/2000 - 03/17/2008

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

05/29/1998 - 12/31/2000

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

NY

03/24/1995 - 03/18/1998

UST FINANCIAL SERVICES CORP. (NEW YORK NY)

NY

03/11/1994 - 08/04/1994

COWEN & CO. (NEW YORK NY)

NJ

01/24/1990 - 04/21/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 06/14/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Anthony Rosso.
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