Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Anthony Novembre is a financial advisor who has been in the industry since 1992. Robert Anthony Novembre is currently registered with Arbor Research & Trading, LLC. Robert Anthony Novembre holds Series 7, 24, 53, and 63 licenses and has been registered with FINRA since 1/4/2010. Prior to Arbor Research & Trading, LLC Robert Anthony Novembre was registered with CITIGROUP GLOBAL MARKETS INC. and SALOMON BROTHERS INC. Robert Anthony Novembre has been registered in 7 states including Illinois, New York, California, Florida, New Jersey, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/04/2010 - Present
Arbor Research & Trading, LLC (LAKE BARRINGTON IL)
NY
10/09/1992 - 01/11/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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