Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Anthony Nevarez is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Dempsey Lord Smith, LLC and has been with the firm since February 2017. Previously, Robert worked with National Securities Corporation and LPL Financial Corporation. Robert is a Series 3, 6, 7, 24, 63 and 65 licensed representative, he is also registered as an investment advisor in Arizona, California, Colorado, Georgia, Idaho, Michigan, New York and Oklahoma. Robert specializes in providing financial and investment advice to individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/01/2017 - Present
Dempsey Lord Smith, LLC (ROME GA)
CA
03/12/2009 - 02/06/2017
NATIONAL SECURITIES CORPORATION (REDONDO BEACH CA)
CA
05/29/2008 - 03/31/2009
LPL FINANCIAL CORPORATION (LONG BEACH CA)
CA
10/31/2005 - 06/02/2008
AIG FINANCIAL ADVISORS, INC. (TORRANCE CA)
AZ
12/14/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MO
02/03/2003 - 12/09/2004
EDWARD JONES (ST. LOUIS MO)
GA
04/12/2002 - 10/17/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
09/10/2001 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
GA
06/05/2000 - 02/10/2001
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 01/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2010
Series 3 - National Commodity Futures Examination
BC
Issued 03/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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