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Robert Anthony Moscato

Broadridge Business Process Outsourcing, LLC

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About Robert Anthony Moscato

Robert Moscato is a financial professional with over 11 years of experience in the financial services industry. He is currently registered with Broadridge Business Process Outsourcing, LLC. Robert has worked in various roles at several firms including Barclays Capital Inc. and Citigroup Global Markets Inc. Robert holds the Series 63, SIE and Series 7 licenses.

Firm Information

Robert Moscato is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Moscato’s Registration & Firm History

NJ

05/25/2016 - Present

Broadridge Business Process Outsourcing, LLC (Newark NJ)

NY

11/29/2012 - 06/20/2016

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/05/2012 - 11/13/2012

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

08/08/2007 - 07/29/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Anthony Moscato.
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