Unclaimed
Robert Moscato is a financial professional with over 11 years of experience in the financial services industry. He is currently registered with Broadridge Business Process Outsourcing, LLC. Robert has worked in various roles at several firms including Barclays Capital Inc. and Citigroup Global Markets Inc. Robert holds the Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/25/2016 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
11/29/2012 - 06/20/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/05/2012 - 11/13/2012
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
08/08/2007 - 07/29/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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