Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Anthony Martin is a financial advisor who has been working in the industry since 1992. Robert is currently registered with Osaic Institutions, Inc. and holds Series 6, 7, 63, and 66 licenses. Robert has a background in working with both individuals and businesses, and has experience working with various clients. Previously Robert was with SANTANDER SECURITIES LLC and NYLIFE DISTRIBUTORS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/27/2017 - Present
Osaic Institutions, Inc. (Hyannis MA)
MA
09/22/2014 - 03/15/2017
SANTANDER SECURITIES LLC (ORLEANS MA)
MA
10/04/2013 - 04/04/2014
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
10/23/2009 - 04/09/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
12/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HYANNIS MA)
MA
08/20/2005 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (HYANNIS MA)
NC
01/04/2005 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
MA
10/20/2004 - 01/04/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/09/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CT
01/12/2000 - 06/07/2002
MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)
NY
06/10/1992 - 09/01/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NJ
08/13/1991 - 02/12/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/13/1991 - 02/12/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
07/22/1985 - 02/02/1988
CITICORP SECURITIES MARKETS, INC.
BOTH
Issued 01/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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