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Robert Anthony Locascio

Scotia Capital (usa) Inc.

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About Robert Anthony Locascio

Robert Anthony Locascio is a securities professional with over 20 years of experience in the financial services industry. Robert Anthony Locascio currently holds a registration with Scotia Capital (usa) Inc.. Robert Anthony Locascio has previously worked at a number of other firms including KCG AMERICAS LLC, RBC CAPITAL MARKETS, LLC, J.P. MORGAN SECURITIES INC., J.P. MORGAN CLEARING CORP., FULCRUM GLOBAL PARTNERS LLC, ABN AMRO INCORPORATED, and ABN AMRO SECURITIES LLC. Robert Anthony Locascio is Series 7, Series 63 and Series 57TO registered.

Firm Information

Robert Locascio is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Locascio’s Registration & Firm History

NY

10/25/2018 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

06/04/2015 - 06/15/2017

KCG AMERICAS LLC (New York NY)

NY

06/02/2010 - 05/27/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

02/08/2005 - 06/03/2010

J.P. MORGAN SECURITIES INC. (BROOKLYN NY)

NY

02/08/2005 - 12/31/2008

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

NY

02/02/2004 - 05/28/2004

FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)

CT

03/01/2002 - 04/21/2003

ABN AMRO INCORPORATED (STAMFORD CT)

NY

11/30/2000 - 03/01/2002

ABN AMRO SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 06/15/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Anthony Locascio.
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