Unclaimed
Robert Anthony Locascio is a securities professional with over 20 years of experience in the financial services industry. Robert Anthony Locascio currently holds a registration with Scotia Capital (usa) Inc.. Robert Anthony Locascio has previously worked at a number of other firms including KCG AMERICAS LLC, RBC CAPITAL MARKETS, LLC, J.P. MORGAN SECURITIES INC., J.P. MORGAN CLEARING CORP., FULCRUM GLOBAL PARTNERS LLC, ABN AMRO INCORPORATED, and ABN AMRO SECURITIES LLC. Robert Anthony Locascio is Series 7, Series 63 and Series 57TO registered.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/25/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/04/2015 - 06/15/2017
KCG AMERICAS LLC (New York NY)
NY
06/02/2010 - 05/27/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/08/2005 - 06/03/2010
J.P. MORGAN SECURITIES INC. (BROOKLYN NY)
NY
02/08/2005 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
02/02/2004 - 05/28/2004
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
CT
03/01/2002 - 04/21/2003
ABN AMRO INCORPORATED (STAMFORD CT)
NY
11/30/2000 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
BC
Issued 12/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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