Unclaimed
Robert Lariviere is a financial advisor with over 15 years of experience in the industry. He is currently registered with Morgan Stanley & Co. LLC in San Francisco, California. Robert has a strong background in investment banking and holds several industry certifications, including the Series 7, Series 79, and Series 63 licenses. Robert’s expertise extends to a broad range of financial services, including securities and investment banking. Prior to joining Morgan Stanley & Co. LLC, Robert held a position at TRI-ARTISAN PARTNERS LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/01/2010 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
NY
10/10/2003 - 05/04/2006
TRI-ARTISAN PARTNERS LLC (NEW YORK NY)
BC
Issued 11/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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