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Robert Anthony Lariviere

Morgan Stanley & Co. LLC

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About Robert Anthony Lariviere

Robert Lariviere is a financial advisor with over 15 years of experience in the industry. He is currently registered with Morgan Stanley & Co. LLC in San Francisco, California. Robert has a strong background in investment banking and holds several industry certifications, including the Series 7, Series 79, and Series 63 licenses. Robert’s expertise extends to a broad range of financial services, including securities and investment banking. Prior to joining Morgan Stanley & Co. LLC, Robert held a position at TRI-ARTISAN PARTNERS LLC in New York, New York.

Firm Information

Robert Lariviere is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Lariviere’s Registration & Firm History

CA

09/01/2010 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

NY

10/10/2003 - 05/04/2006

TRI-ARTISAN PARTNERS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/19/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/09/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Anthony Lariviere.
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