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Robert Anthony Kern

Lucid Capital Markets, LLC

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About Robert Anthony Kern

Robert Anthony Kern is a financial professional with over a decade of experience in the industry. Robert has held positions at TD Prime Services LLC and Velocity Clearing, LLC, and is currently registered with Lucid Capital Markets, LLC. Robert holds the Series 99 and SIE licenses.

Firm Information

Robert Kern is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Kern’s Registration & Firm History

NJ

06/06/2024 - Present

Lucid Capital Markets, LLC (Holmdel NJ)

NJ

02/13/2023 - 06/10/2024

VELOCITY CLEARING, LLC (HAZLET NJ)

NY

07/31/2012 - 12/14/2022

TD PRIME SERVICES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Anthony Kern.
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