Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Anthony Johnson is a registered representative with Stifel, Nicolaus & Company, Inc. in Dallas, Texas. Robert has been in the securities industry since March 15, 1984. Robert has passed the Series 3, 7, 10, 9, 8, 63, 65, and SIE examinations. Robert is registered in Texas, Colorado, Arkansas, Oklahoma, and Utah. Robert's firm, Stifel, Nicolaus & Company, Inc., is an investment banking and brokerage firm with offices nationwide. Stifel, Nicolaus & Company, Inc., offers a variety of financial products and services, including investment banking, brokerage, asset management, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
04/23/1996 - 04/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NJ
07/02/1993 - 07/20/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1988 - 06/24/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/16/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
06/06/1983 - 10/23/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 04/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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