Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Harvey is a financial professional with over two decades of experience in the financial services industry. Currently registered with Pershing LLC, Robert has a broad background spanning several prominent firms, including Cantor Fitzgerald & Co., Morgan Stanley, Salomon Smith Barney Inc., and CitiCorp Securities, Inc. Robert's expertise encompasses Series 7, Series 99, and SIE licenses, demonstrating a commitment to maintaining a high level of knowledge in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/07/2017 - Present
Pershing LLC (JERSEY CITY NJ)
NY
07/15/2016 - 09/15/2017
CANTOR FITZGERALD & CO. (New York NY)
NY
05/15/2012 - 06/16/2016
MORGAN STANLEY (PURCHASE NY)
NY
12/18/1998 - 07/08/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/22/1994 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2012
Series 99 - Operations Professional Examination
BC
Issued 09/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Harvey is the right advisor for you? Invested Better is here to help.
