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Robert Anthony Gillespie

Northwestern Mutual Investment Services, LLC

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About Robert Anthony Gillespie

Robert Gillespie is a financial professional with over 28 years of experience in the industry. Robert has been registered with Northwestern Mutual Investment Services, LLC since September 1994. Robert previously worked for Robert W. Baird & Co. Incorporated, Gateway Investment Services, Inc., Spelman & Co., Inc., and Invest Financial Corporation. Robert is licensed to provide investment advice in California, Florida, Illinois, Nevada, New Jersey, North Carolina, and Washington.

Firm Information

Robert Gillespie is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Gillespie’s Registration & Firm History

CA

09/28/1994 - Present

Northwestern Mutual Investment Services, LLC (COVINA CA)

WI

04/14/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

09/28/1994 - 03/25/1997

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

IL

11/17/1993 - 06/23/1994

GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)

AZ

04/16/1993 - 11/19/1993

SPELMAN & CO., INC. (PHOENIX AZ)

WI

02/11/1991 - 04/06/1993

INVEST FINANCIAL CORPORATION (APPLETON WI)

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Licenses & Designations

BC

Issued 05/28/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1994

Series 7 - General Securities Representative Examination

BC

Issued 02/08/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Anthony Gillespie. Review regulatory record here.
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