Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Anthony Fox has been in the financial services industry since March 6, 1987. Robert is currently registered with Daiwa Capital Markets America Inc. and is a Series 7 and Series 63 licensed professional. Robert has been associated with Daiwa Capital Markets America Inc. since May 29, 2019, but has held prior roles at R.W.PRESSPRICH & CO., RBC CAPITAL MARKETS CORPORATION, and MIZUHO SECURITIES USA INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/29/2019 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
08/11/2008 - 06/05/2019
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
11/28/2005 - 06/12/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/07/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
08/16/1990 - 09/26/2005
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NA
07/25/1987 - 07/03/1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
NA
09/24/1986 - 10/31/1988
WESTPAC POLLOCK & CO. INC.
BC
Issued 09/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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