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Robert Anthony Failla

Lazard Asset Management Securities LLC

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About Robert Anthony Failla

Robert Failla is a financial professional with over 20 years of experience in the industry. Robert has a broad range of knowledge in the financial markets, having previously worked at AllianceBernstein Investment Research and Management, Inc. in Nashville, TN. Currently, Robert is a registered representative with Lazard Asset Management Securities LLC.

Firm Information

Robert Failla is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Failla’s Registration & Firm History

NY

10/05/2016 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

TN

11/17/1997 - 08/29/2003

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/12/1998

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Anthony Failla.
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