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Robert Anthony Casey

Moelis & Co. LLC

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About Robert Anthony Casey

Robert Anthony Casey has been in the industry since 2001. Currently, Robert is a registered representative at Moelis & Co. LLC, where Robert has been employed since 2023. Previously, Robert worked for SVB Securities LLC, UBS Securities LLC, SunTrust Robinson Humphrey, Inc., Sagent Advisors, LLC, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, and Broadview International LLC. Robert is registered in California, New York, and North Carolina.

Firm Information

Robert Casey is currently registered with Moelis & Co. LLC. Moelis & Co. LLC is a Limited Liability Company that was formed on June 12, 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Casey’s Registration & Firm History

CA

04/26/2023 - Present

Moelis & Co. LLC (SAN FRANCISCO CA)

NC

08/15/2021 - 04/27/2023

SVB SECURITIES LLC (Charlotte NC)

NC

03/22/2019 - 08/24/2021

UBS SECURITIES LLC (Charlotte NC)

NC

06/10/2013 - 01/08/2019

SUNTRUST ROBINSON HUMPHREY, INC. (CHARLOTTE NC)

NC

04/22/2009 - 06/11/2013

SAGENT ADVISORS, LLC (CHARLOTTE NC)

NC

07/01/2003 - 04/02/2009

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

06/06/2002 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

07/19/2000 - 03/19/2002

BROADVIEW INTERNATIONAL LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Anthony Casey.
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